Public Offerings under New Hampshire RSA 421-B
Registration by
Coordination. For an
offering where a registration statement has been filed
with the Securities & Exchange Commission (SEC), a
coordination filing may be made with the Bureau under
RSA 421-B:13. For general conditions for
registration please refer to
RSA 421-B:15. For fees, please refer to
RSA 421-B:31.
Registration by
Qualification.
For any other offering, a qualification
filing should be made with the Bureau under
RSA 421-B:14. For general conditions for
registration please refer to
RSA 421-B:15. For fees, please refer to
RSA 421-B:31.
Coordinated
Equity Review (CER). For
issuers registering securities in New Hampshire by
coordination under
RSA 421-B:13 and also intending to register with
other states, there is a program called Coordinated
Equity Review (CER), of which New Hampshire is a
participant. The issuer only has to deal with one state
(the "lead state") during the review process, versus
dealing with all the states with which it intends on
registering securities. All the states who participate
in the CER provide their comments to the lead state, who
in turn creates a multi-state comment letter for
response from the issuer. For further information follow
the links below.
New England
Regional Review.
For
issuers registering its securities by qualification in
New Hampshire under
RSA 421-B:14,
particularly those contemplating Regulation A or
Regulation D, Rule 504
Regulation
D, Rule 504 of the
Securities Act of 1933, and also intending on
registering with other New England states, there is a
program called the New England Regional Review (NERR),
of which New Hampshire is a participant. The issuer only
has to deal with one state (the "lead state") during the
review process, versus dealing with all of the New
England states with which it intends on registering
securities. All the states who participate in the NERR
provide their comments to the lead state, who in turn
creates a multi-state comment letter for response from
the issuer.
-
Form U-7 and Form U-7 instructions
Other Public
Offerings.
May
require only a notice filing with the Bureau. (see
Notice Filings)
Questions regarding Public Offerings under RSA 421-B should be directed to the Bureau of Securities Regulation at (603) 271-1463.
No comments:
Post a Comment